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The work of a drafter
Up one levelBy Tobias A. Dorsey
What does a legislative drafter do? Most people aren't sure. (Even drafters aren't always sure.) Many people think drafters write; some think drafters make, or at least influence, policy. But the real work of the drafter is neither of these things. The core work, the central activity, is to think, critique, and counsel. The work varies by country and tradition, but only in the small details. What follows is a brief exploration of the drafter's core work.
Drafting, writing and lawmaking
Drafting, writing and lawmaking
As for policy: Yes, there will always be a few lawmakers who dabble in drafting; No, there should never be drafters who dabble in policy.
A drafter is there so that when a lawmaker proposes a policy, the drafter can run circles around it and poke it with a stick (intellectually, not literally). The drafter asks questions and probes for problems--factual problems, legal problems, "worst-case scenarios".
Suppose, for example, a lawmaker wants "a chicken in every pot". If the drafter is merely a writer, the work is easy: "There must [or in some traditions, 'shall'] be a chicken in every pot." But the drafter is not merely a writer.
Drafters do not care whether "a chicken in every pot" is a good idea or a bad idea; that's what lawmakers are for. But they do care whether "a chicken in every pot", as an idea, is fully formed. Drafters ask questions ...
- What kind of chicken?
- What kind of pot?
- Who provides the chicken, and when, and where, and how?
- Is it one chicken per pot, or one chicken per person who owns a pot, or one chicken per household with a pot?
- If I own more than one pot, do I get more than one chicken?
- Who pays for all this?
- What happens if there is a violation?
- What happens if the person doesn't want the chicken?
- What happens if there is a chicken shortage?
- What are the tax consequences of receiving the chicken?
... and drafters want answers. The lawmaker may give an answer, or may give a nonanswer (such as "let the courts decide"). The work of the drafter is not to require answers, but to create opportunities to provide answers, and then to write accordingly.
Drafters are a public good. They add value; they spot problems. They make lawmakers better informed. They make laws simple, orderly, and clear.
Around the world, drafting is a resource in short supply. And so around the world, drafting is done by a wide variety of people: professionals and amateurs; experts and novices; public servants and private citizens. Some drafters are lawyers and some are not, but for some tasks, depending on the jurisdiction and its tradition, being a lawyer is useful or even required.
Working as a drafter
Working as a drafter
As a drafter, you work with a lawmaker in a
relationship of trust. You look out for the lawmaker's best interest
and you are thorough and candid. You warn when a proposal looks sloppy
or problematic or unconstitutional. Ultimately, of course, the drafting
projects belong to the lawmakers. They choose whether to move a policy
forward; you help them choose with open eyes.
A drafter should
be "policy neutral". When you have a policy agenda, it clouds your
judgment; when others suspect you of having an agenda, it ruins your
credibility. So do not advocate a policy; do not do so directly or
indirectly; do not give the appearance that you are doing so. Do not
give your opinion about the merits of a policy if asked—even if
pressed. When you decline to say how you feel, you are being
professional. When lawmakers can’t even guess how you feel, you
probably have it about right.
You must have a mastery of the
language. You must also have a working knowledge of the country's laws.
(You do not need to know every clause and every volume, but you must
understand their general structure, scope, and contents, and how to
navigate and use them.) You must be familiar with the legal and
political processes that govern how laws are made, and you must
understand how the highest courts go about their business of
interpreting the laws.
You must be a "people person", able to
engage a lawmaker, ask tough questions, and hear and appreciate the
answers. You must be tactful, candid, sensible, humble, patient, and
pragmatic.
You must also be an "idea person", able to master a
policy and understand its boundaries and limitations. You must be able
to foresee situations that, though unlikely, might cause the policy to
break down. You must be alert, flexible, creative, inquisitive, and
skeptical.
Adding as much value as you can
Adding as much value as you can
An ideal draft has two features: it accurately reflects the policy, and it is legally sufficient to carry out that policy.
The legislative process being what it is, there is rarely enough time to achieve an ideal draft. In the real world, lawmakers have policies that are complicated or less than fully formed, and need them reduced to writing not in weeks or days but in hours or minutes. The policy may not be fully developed; the policy may be based on factual or legal assumptions that either are not confirmable or are not in fact correct; the lawmaker may insist on using words that are politically useful rather than words that are clear. There are many reasons why an ideal draft cannot be achieved.
In many cases all you can do is add as much value as you can under the circumstances. Learn as much about the problem, the context, and the proposed solution as you can. Review various approaches where you can. Spot as many issues as you can. Discuss them with the lawmaker as best you can. Deliver a draft that, under the circumstances, is as faithful and effective as you can make it. To the extent you have concerns about whether the draft is faithful and effective, articulate those concerns.
Those are the steps in the drafting process. In a legislative emergency, you may cycle through those steps only once, and only fleetingly. When not in a crisis, you may cycle through those steps a dozen times or more.
Thinking through the policy
Thinking through the policy
Drafts can be failures for two reasons: Some are failures of communication, while others are failures of imagination.
When
there is a failure to communicate, the draft is not clear. The problem
is on the page and evident to the naked eye. The Guidelines will help
you communicate: they have techniques to make a draft simple, plain,
brief, consistent, and readable. These are necessary and important
goals, but they are the easy goals to achieve.
When there is a
failure to imagine, the problem is not on the page. The words look
fine, but the thinking behind them is less than thorough. A failure to
imagine cannot be cured by using the right word; it can be cured only
by thinking through the policy.
To think through the policy, you
must engage the lawmaker with questions. You must figure out the
problem and the objective. You must map out the entire landscape of the
policy, all the details, large and small. You must research the law,
analyse the alternatives, and create a coherent solution. Finally, you
must conduct a reality check.
Before you do any of that,
however, you must adopt a posture of skepticism. You must be able to
develop tough questions and be willing to ask them. The questions do
not come from looking at words on a page; they come from taking
everything with a grain of salt. Information may be wrong; assumptions
may not hold; facts may shift; laws may overlap; people may disobey.
The
lawmaker comes to you with a prejudged sense of what needs to be done.
Do not take that sense at face value: Respect it, but do not accept it.
Lawmakers do not always think through the policy and, when they do,
they do not always do it thoroughly. In many cases the lawmaker simply
starts with the recommendations of a third party. The recommendations
may be sound, they may be unsound, or they may be misleading. What the
lawmaker needs most from you is critical thinking and independent,
frank advice. Do not surrender your judgment.
Be skeptical.
Question assumptions. Imagine scenarios that might unfold and discuss
them. In many cases the lawmaker will have a firm sense of how a
scenario should be handled. Above all, use good judgment to decide when
you have done enough. At some point you are not adding value so much as
splitting hairs.
You have to pick your battles. Sometimes you
don’t have time; sometimes the lawmaker doesn’t have patience. But you
have a duty not to be a “yes man” or a scrivener.
Of all the
steps in thinking through the policy, the "reality check" is the most
important. Always consider whether the policy can be given practical
and legal effect. A policy that sounds good but doesn’t work can
embarrass the lawmaker and cause problems down the road.
A law
may be legally sufficient but nonetheless be ineffective as a practical
matter: the law may be difficult to administer or enforce, or it may
not adequately cover all contingencies, or it may not provide enough
incentives to ensure people conform. In short, it may not fit reality.
This is not a question of whether it is a good idea or a bad idea, but
whether it is a well-formed idea.
There is no easy process for
figuring out if a policy is workable. You need to hold a brainstorming
session. Ponder the policy from as many angles as you can. If you had
to administer it, does it provide enough guidance? If you had to comply
with it, can you tell what is, and is not, allowed?
In the
ordinary case, does everything seem to work? Does it do what is needed?
Does it refrain from doing anything else? Does it lead to any absurd
results? What sort of effect will it have on institutions, people and
society? Does it rely on assumptions that may not be valid now, or may
not hold in the future?
And so much for the ordinary case. Does
it still work adequately in an extraordinary, but possible, case?
Imagine people and events and contingencies that might cause problems.
Find out if the policy still works; find out where the gaps, the
uncertainties, and the contradictions are.
Laws that are not
thought through properly generate enormous social and economic costs.
They also take a toll on the political system and the judicial system.
Drafters are the first line of defense against these costs and tolls:
their work is to make sure each new law has had as much scrutiny as
possible. Though each statute is born new, it should work as if
seasoned and old.
As you think through the policy, bear in mind
that the main purpose of almost every law is to regulate the conduct of
people--that is, to specify what is prohibited, what is allowed, and
what is required. With every drafting project, you must, at a minimum,
identify what is prohibited, what is allowed, and what is required.
One
very common problem with laws is a failure to answer the question, "who
does what?" Such a law is not directed at people: "there shall be a
chicken in every pot"; "dogs are not allowed on the grass"; "a school
bus must stop at a railroad crossing". The lawmaker should be asked to
identify the people--officials? dog owners? bus drivers?--who are to be
held accountable.
Another very common problem with laws is a
failure to answer the question, "so what?". Such a law covers some sort
of behaviour but does not specify what the incentives or consequences
are: "the Director shall submit a report"; "a person may not walk on
the grass". The lawmaker should be asked to identify what happens if
there is a violation, criminal punishment? civil liability? a
forfeiture of some right or privilege? The "nonanswer" is common: the
lawmaker wants to let the courts decide, or wants the law to be
aspirational only. It is always better to obtain a "nonanswer" than to
not ask at all.
Writing effectively
Writing effectively
Once a policy has been thought through, it is
time to put pen to paper and words to the page. Your focus turns from
clarifying the policy to expressing it in the most effective way.
No
dwelling here on how to do so; that is what the Guidelines are for.
Simply put, every law should be simple, plain, brief, consistent, and
readable. Every law should be organized in a way that is sensible and
intuitive. Above all, every law should be clear.
Writing clearly
provides two very important benefits. First, a clear draft is an
accurate draft. Take a clear draft and show it to the lawmaker. Because
the draft is clear, by definition it has only one meaning; it can be
read in only one possible way. After reading it, the lawmaker can only
accept it as accurate or return it with an explanation of what is not
yet quite right (or perhaps abandon the project).
Second, clear
writing ensures that the draft, if enacted into law, carries out the
policy effectively and efficiently. If the law is not clear to the
officer responsible for carrying it out, the officer might carry out
the policy in a way the lawmaker did not intend—or might not carry it
out at all. If the law is not clear to those affected by it, they might
be unsure how to comply. Disputes might follow, and the courts might
interpret the law in a way that the lawmaker did not intend—or might
void it altogether.
So you must be able to draft with great
clarity. Until and unless the lawmaker instructs you otherwise, you
should draft on that basis. And as part and parcel of being able to
draft with great clarity, you must also be able to spot every way in
which a draft is not clear.
Affecting and amending other laws
Affecting and amending other laws
Most policies deal with matters that have been
the subject of one or more previous laws. A new measure must be
carefully related to earlier laws to produce, as far as possible, a
consistent body of law that will achieve the policy without producing
unintended consequences.
Always ask: In what way does the new
policy relate to existing law? The answer will have a major effect on
how you draft, and you can't be sure of the answer until you have a
thorough understanding of the policy and the existing law.
You
might even find that the policy is already realized, in whole or in
part, by existing law. Or that the lawmaker did not have a full
understanding of what existing law is. Every once in a while, you find
that the law has already been changed to fit the policy, someone else
already achieved it, perhaps so recently that your lawmaker hadn't yet
heard.
Then again, you might find that the policy can be
achieved only by amending or otherwise affecting existing law. If so,
you have some important choices to make about which law to amend (or
otherwise affect) and precisely how to do so.
You must decide
how best to position the new provisions so that they will have the
effect, and the relationship with other laws, that suits the lawmaker's
needs. In deciding this, you must consider whether to draft a
freestanding law or an amendatory law or, perhaps, a law that contains
both freestanding and amendatory provisions.
Avoiding damage to the statute book
Avoiding damage to the statute book
You can affect other laws even when you don't
mean to do so. Once a draft becomes a law, it becomes part of the
context against which all other laws are interpreted. If you aren't
disciplined and responsible, you can cause damage to that context, and
that damage can cause problems for you, for other drafters, and
ultimately for the system of laws as a whole.
Some lawmakers,
for example, like to include a series of standard, formulaic provisions
that they have borrowed from elsewhere, without considering whether
those provisions are truly needed. They reason that it is "harmless" to
do so. But when courts interpret one law, they consider other laws,
too. They take note of differences and assume that each difference has
significance. When a legislature sends mixed signals over time,
principles that were settled can become unsettled; the "harmless"
provision can take on a life of its own.
In short, every
provision has some effect on the statute book, primarily on the
immediate Act of which it is a part, but also on the background against
which all laws are read. If a provision does not affirmatively add
value, it should not be used.
Avoiding damage to the statute
book is about understanding the principle that your draft has not only
immediate, direct effects, but also long-term, systemic effects. Many
lawmakers readily grasp this principle, and find it sensible, once you
bring it to their attention. And when you internalize this principle
yourself, congratulations, you are well on your way to mastering the
work of the drafter.
